LPL FINANCIAL LLC, 1027401

75 STATE STREET, 22ND FLOOR, BOSTON, 02109, MA

Subject LPL FINANCIAL LLC is a legal business entity registered in the Register of the state of Connecticut under the legal form of Foreign Limited Liability Company. The company is written in the register with the ID number 1027401 and its seat is at 4707 EXECUTIVE DRIVE, SAN DIEGO, 92121, CA. The company was established on 31st January 2011 and its actual status is Active.

Entity Name	LPL FINANCIAL LLC
Entity Number	1027401

Status	Active
Incorporation Date	31st January 2011
Business Address	4707 EXECUTIVE DRIVE, SAN DIEGO, 92121, CA
Mailing Address	75 STATE STREET, 22ND FLOOR, BOSTON, 02109, MA
Citizenship/State Inc	Foreign/CA
Legal form	Foreign Limited Liability Company

The company and its activities are actually managed by 5 persons with the responsibility of its market actions. Persons written in the register are GREGORY M. WOODS, who’s seat is at 75 STATE STREET, 24TH FLOOR, BOSTON, 02109, MA, DAVID P. BERGERS, who’s seat is at 75 STATE STREET, 24TH FLOOR, BOSTON, 02109, MA, DAN H ARNOLD, who’s seat is at 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, MATTHEW AUDETTE, who’s seat is at 4707 EXECUTIVE DRIVE, SAN DIEGO, 92121, CA, C T CORPORATION SYSTEM, who’s seat is at ONE CORPORATE CENTER, HARTFORD, CT, 06103-3220.

Role	Principal
Title	SECRETARY/EVP, DGC
Residence Address	75 STATE STREET, 24TH FLOOR, BOSTON, 02109, MA
Business Address	75 STATE STREET, 24TH FLOOR, BOSTON, 02109, MA

Role	Principal
Title	GENERAL COUNSEL/DIRECTOR
Residence Address	75 STATE STREET, 24TH FLOOR, BOSTON, 02109, MA
Business Address	75 STATE STREET, 24TH FLOOR, BOSTON, 02109, MA

Role	Principal
Title	PRESIDENT/CEO
Residence Address	4707 EXECUTIVE DRIVE, SAN DIEGO, CA
Business Address	4707 EXECUTIVE DRIVE, SAN DIEGO, CA

Role	Principal
Title	CHIEF FINANCIAL OFFICER
Residence Address	4707 EXECUTIVE DRIVE, SAN DIEGO, 92121, CA
Business Address	4707 EXECUTIVE DRIVE, SAN DIEGO, 92121, CA

Role	Registered Agent
Business Address	ONE CORPORATE CENTER, HARTFORD, CT, 06103-3220

1000 JOHN ROEBLING WAY, SAXONBURG, 16056, PA

37 COLD SPRING DRIVE, OXFORD, 06478, CT

66 POLK STREET, BRIDGEPORT, 06606, CT

110 WEST POST ROAD, WHITE PLAINS, 10606, NY

474 BOSTON POST RD., NORTH WINDHAM, 06256, CT

1587 PARK ST., HARTFORD, 06105, CT

12 STEELE AVE, WOLCOTT, 06716, CT

204 INDIAN WATERS DRIVE, NEW CANAAN, 06840, CT

5 CROCKER HILL ROAD, LEDYARD, 06339, CT

1265 RACEBROOK ROAD, WOODBRIDGE, 06525, CT

39 BOSTON ST, 39 BOSTON ST, GUILFORD, 06437, CT

122 WHITE OAK SHADE ROAD, NEW CANAAN, 06840, CT

51 YORK RD., MIDDLETOWN, 06457, CT

4 THORNBROOK LANE, BEDFORD, 10506, NY

75 TEXAS AVE., BRIDGEPORT, 06610, CT

680 BOSTON POST ROAD, MILFORD, 06460, CT

6 NEW CANAAN WAY, NORWALK, 06851, CT

31 TALL PINES DRIVE, WESTON, 06883, CT

58 CHARTER OAK ROAD, FAIRFIELD, 06824, CT

36 PHEASANT LANE, STAMFORD, 06903, CT

4 FORTH HILL RD, GROTON, 06340, CT

473 MEADOWSIDE RD, MILFORD, 06460, CT

101 WEST MAIN ST, BRANFORD, 06405, CT

127 FREESTONE AVE, PORTLAND, 06480, CT

56 HALLOCK ST., APT. A, NEW HAVEN, 06519, CT

50 NYE ROAD, GLASTONBURY, 06033, CT

1 STRAWBERRY HILL AVE., STE. 6A, STAMFORD, 06902, CT

25 NEW ENGLAND AVENUE, 25 NEW ENGLAND AVENUE, FAIRFIELD, 06824, CT

350 E. 62ND ST, IN, NEW YORK, 10065, NY

61 HUNTING RIDGE DR., MYSTIC, 06355, CT

2507 POST ROAD, 3RD FLOOR, SOUTHPORT, 06890, CT

1224 MILL STREET, SUITE B 212, EAST BERLIN, 06023, CT

3700 PARK EAST DRIVE, SUITE 250, BEACHWOOD, 44122, OH

45 CASTLEROCK LANE, BOLTON, 06043, CT

59 BENSTONE STREET, STAMFORD, 06905, CT

250 WESTPORT AVE., NORWALK, 06851, CT

575 BROADWAY, ALBANY, 12207, NY

15 OVERLAND AVE., BRIDGEPORT, 06606, CT

536 MAIN STREET, NEW PALTZ, 12561, NY

188 GLENWOOD AVENUE, NEW LONDON, 06320, CT

1 BUXTON LN, RIVERSIDE, 06878, CT

2257 SILAS DEANE HIGHWAY, ROCKY HILL, 06067, CT

827 HIGH RIDGE RD., STAMFORD, 06905, CT

5 DEERFIELD ROAD, WILTON, 06897, CT

191 POST ROAD WEST, WESTPORT, 06880, CT

1215 POST ROAD, FAIRFIELD, 06824, CT

14 SPARKS STREET, PLAINVILLE, 06062, CT

166 WAVERLY AVE, MELROSE, 02176, MA

185 SKY TOP TERRACE, FAIRFIELD, 06825, CT

10712 SOUTH 1300 EAST, SANDY, 84094, UT

119 EVERETT ROAD, WEST HARTFORD, 06107, CT

247 NORTH ELM STREET, TORRINGTON, 06790, CT

85 MILL PLAIN RD, #2, FAIRFIELD, 06824, CT

16 PHILIP PLACE, NORTH HAVEN, 06473, CT

119 EVERETT ROAD, WEST HARTFORD, 06107, CT

45 INDIAN FIELD ROAD, GREENWICH, 06830, CT

2711 CENTERVILLE ROAD, SUITE 400, WILMINGTON, 19808, DE

16 PHILIP PLACE, NORTH HAVEN, 06473, CT

50 BRIDGETS LANE, CHESHIRE, 06410, CT

1055 WASHINGTON BLVD., STAMFORD, 06901, CT

226 ROUTE 165, PRESTON, 06365, CT

70 LAKESIDE DRIVE, GRANBY, 06035, CT

34 GARNET ROAD, TRUMBULL, 06611, CT

24 TANGLEWOOD ROAD, FARMINGTON, 06032, CT

308 FARMINGTON AVENUE, SUITE 202, FARMINGTON, 06032, CT

10 BYRON AVENUE, ANSONIA, 06401, CT

54 DANBURY ROAD, RIDGEFIELD, 06877, CT

4111 TELEGRAPH RD., STE. 200, ST. LOUIS, 63129, MO

121 MONTICELLO DRIVE, BRANFORD, 06405, CT

99 MIDWOOD AVENUE, WATERBURY, 06708, CT

94 BEECHWOOD DRIVE, MADISON, 06443, CT

200 HUDSON STREET, NEW YORK, 10013, NY

6600 NORTH MILITARY TRAIL, BOCA RATON, 33496, FL

227 CANDLEWOOD DR, BRISTOL, 06010, CT

125 ROARING BROOK DR, SOUTHINGTON, 06489, CT

65 HUNGERFORD STREET, 3RD FLOOR, HARTFORD, 06106, CT

1 UNION PLACE, HARTFORD, 06103, CT

2853 MAIN STREET, GLASTONBURY, 06033, CT

19 COLUMBUS ST, EAST HARTFORD, 06108, CT

53 OXFORD ST., MANCHESTER, 06042, CT

320 WATERVILLE ST, WTBY, 06701, CT

35 PINELAWN RD., STE. 105E, MELVILLE, 11747, NY

532 MIDDLEFIELD ST., MIDDLETOWN, 06457, CT

30 EDMOND ST., HAMDEN, 06517, CT

503 HOWE AVE., SHELTON, 06484, CT

108 CHERRY HILL DRIVE, BRISTOL, 06010, CT

201 SHERMAN AVE, NEW HAVEN, 06511, CT

49 THOMAS ST, SOUTH WINDSOR, 06074, CT

316 MATIANUCK AVE, WINDSOR, 06095, CT

132 CUMBERLAND ST., HARTFORD, 06106, CT

350 SOUNDVIEW AVE, STRATFORD, 06615, CT

832 STAFFORD ROAD, STORRS, 06268, CT

2724 BLACK ROCK TPKE, FAIRFIELD, 06825, CT

2170 S. PARKER ROAD, SUITE 251, DENVER, 80231, CO

8200 NW 33RD STREET, STE. 109, DORAL, 33122, FL

6310 NANCYRIDGE DRIVE, SUITE 101, SAN DIEGO, 92121, CA

10394 PACIFIC CENTER COURT, SAN DIEGO, 92121, CA

6370 LUSK BLVD., SUITE F200, SAN DIEGO, 92121, CA

3430 CARMEL MOUNTAIN ROAD, SUITE 300, SAN DIEGO, 92121, CA

10182 TELESIS COURT, STE 300, SAN DIEGO, 92121, CA

5930 CORNERSTONE COURT WEST, STE #300, SAN DIEGO, 92121, CA

5930 CORNERSTONE COURT WEST STE #300, SAN DIEGO, 92121, CA

4445 EASTGATE MALL, SUITE 240, SAN DIEGO, 92121, CA

10121 BARNES CANYON ROAD, SAN DIEGO, 92121, CA

7475 LUSK BOULEVARD, SAN DIEGO, 92121, CA

4110 CAMPUS POINT COURT, SAN DIEGO, 92121, CA

9054 TOWNE CENTRE DRIVE, SUITE 150, SAN DIEGO, 92121, CA

4445 EASTGATE MALL, SUITE 240, SAN DIEGO, 92121, CA

SUITE 100, 6405 MIRA MESA BLVD., SAN DIEGO, 92121, CA

CTOPENDATA

LPL FINANCIAL LLC

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